Volume at Scale
Financial institutions produce millions of customer-facing documents annually. Statements, policies, product guides, and regulatory filings all require compliance attention that manual processes cannot sustain.
Financial Services
Compliance and Audit Infrastructure for Financial Services
Banks, insurers, and investment firms face mounting document compliance obligations across accessibility, data protection, and regulatory audit. ComplyLoft automates the heavy lifting so your teams can focus on review, sign-off, and strategic work.
The Compliance Challenge in Financial Services
Regulatory Pressure
From DORA and the EAA to the Consumer Protection Code, financial firms face overlapping compliance obligations with escalating enforcement timelines and material penalties.
Audit Readiness
Regulators expect documented evidence of compliance processes. Manual approaches leave gaps in audit trails and create risk exposure during examinations.
Three Products, One Platform
ComplyLoft addresses the full spectrum of document compliance for financial services.
PDF Accessibility
Auto-tags document structure, repairs reading order, and prompts for missing alt text. Supports high-volume batch processing and complex document remediation.
- EAA and WCAG compliance workflows
- High-volume statement batch processing
- Complex document remediation
- PDF/UA alignment
PII Redaction
Removes personally identifiable information using auto-detection and custom redaction rules. A human reviews and confirms all outputs before use.
- DSAR and GDPR workflows
- Automated PII detection
- Custom redaction rules
- Full audit trail
Document Auditor
Checks documents against configurable scorecards. Surfaces potential gaps before regulators do, with detailed findings for review.
- DORA, CPC, MiFID II scorecards
- Gap analysis and reporting
- Internal governance frameworks
- Detailed finding per flagged item
Millions of Documents. Overlapping Regulations. One Platform.
A mid-sized retail bank produces upwards of 10 million customer-facing documents per year. Every statement, policy, product guide, and regulatory filing now falls under at least one compliance obligation. Manual processes cannot keep pace.
- Overlapping ObligationsEAA for accessibility, GDPR and DSAR for data protection, DORA for operational resilience, CPC for consumer standards. The same document set can fall under multiple frameworks simultaneously.
- Escalating EnforcementDORA enforcement began January 2025. The EAA deadline has arrived. National competent authorities are already conducting on-site examinations. The window for manual preparation has closed.
- Up to 90% Effort ReductionComplyLoft automates the groundwork across accessibility remediation, PII redaction, and document auditing. Your teams focus on review, sign-off, and the judgement calls that require human expertise.
Built for Every Financial Services Subsector
Banking
Retail and commercial banks processing high volumes of statements, product documentation, and regulatory filings.
DORAEAACPCDSAR
Insurance
Insurers managing policy documentation, claims correspondence, and Solvency II audit requirements.
DORASolvency IIEAA
Investment & Asset Management
Investment firms and asset managers handling MiFID II documentation, client reporting, and risk disclosures.
MiFID IIDORAEAA
Credit Unions
Credit unions automating document compliance across member services, lending, and regulatory requirements.
CPCEAADSAR
Built for Global Regulatory Frameworks
DORA
Digital Operational Resilience Act for ICT risk management and incident reporting.
Learn more →Consumer Protection Code
CPC requirements for consumer-facing documentation and disclosure.
Learn more →European Accessibility Act
EAA compliance for digital document accessibility across all channels.
Learn more →MiFID II
Investment services directive for client reporting and risk disclosure.
Learn more →Enterprise Security for Regulated Industries
ISO 27001 Certified
Independently audited information security
Multi-Factor Authentication
MFA enforced across all platform access
Role-Based Access Control
Granular permissions and team management
Full Audit Logs
Evidence and governance for every action
Tenant Isolation
Complete data separation between clients
API Integration
Embeds into existing compliance workflows
See How ComplyLoft Works for Financial Services
Request a demo tailored to your firm's document compliance requirements.
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